A Broad Array of Options
At Elmbrook Associates, each of our financial professionals are dually registered as both registered representatives and investment advisor representatives. In practice, this means we are able to offer a greater variety of securities and investment products than our strictly fee-only counterparts. We are also able to offer multiple cost structures including fee-only, commission-based, or a combination designed to deliver the best available value to our clients.
Visit our How We Help page for a description of some of the valuable services we provide to clients.
Personal Service from Real People
Our financial advisors are not firm employees. They are truly independent professionals who are personally invested in the success of their clients. You can expect professional, ongoing service from your dedicated advisor supported by an experienced network of back-office staff ready to serve you in your time of need.
Commitment to Our Clients Best Interest
As dually registered financial professionals we are governed by an obligation to provide a standard of care that is always in the client's best interest. Whether working with you in a fiduciary capacity as an investment advisor representative or in a best-interest capacity as a registered representative, you can be sure that our financial professions will provide you with a clear understanding of our professional commitments to you and any potential conflicts of interest that may arise in providing your tailored investment strategy. Review our Client Relationship Summary here for more information on our obligations to our clients.
